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Access alternative investments

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Understand what makes Goldman Sachs different

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GS&Co. Customer Relationship Summary

Manage your single stock position to create liquidity, hedge against downside risk, or strategically exit.

Single Stock Solution Set We help you develop a comprehensive plan, factoring in contractual, practical, and wealth planning considerations.

Reduce Exposure, Generate LiquidityWe execute a variety of selling solutions, including block trades, agency sales, and 10b5-1 plans, to monetize equity positions.

Reduce Downside, Retain UpsideWe structure hedges to protect the wealth you have created, defer gain recognition, retain ownership, and participate in upside.

Generate Yield, Strategic ExitWe can manage exit strategies to help you generate income and potentially sell above current levels.

Access Firmwide ResourcesWe provide you with the capabilities of our whole firm, including our Asset Management, Global Banking & Markets, and Research businesses.

“

Concentrated equity can be a great way to create wealth. But on a risk-adjusted basis, it’s generally not the best way to maintain it.”

Kerry Blum

Global Head of Equity Structuring Group, Goldman Sachs Private Wealth Management

Single Stock Risk Management Leadership

Access a team of specialists deeply experienced in the unique financial needs of founders, corporate executives, directors, and large single stockholders.

Kerry Blum

Global Head of Equity Structuring Group

Sean Murphy

Head, Single Stock Risk Management Americas

Sarah Sakkej

Head, Single Stock Risk Management EMEA

Yan Liu

Head, Single Stock Risk Management Asia

Casey Plant

Head, Executive Selling and 10b5-1

How We Work With You

Collaborative

Starting with a conversation about your investment objectives, risk tolerance, and priorities helps us deliver a customized and holistic plan for you and your family.

Consultative

Decades of specialized knowledge mean that when the time comes to strategize and execute, you will have an experienced team to work alongside you and your legal and tax advisors.

Comprehensive

Managing a single stock position requires dedicated focus. Our team navigates complexities and leverages market intelligence, peer analysis, trading analytics, and market-leading expertise to execute a plan designed for your unique needs.

Investment Strategy Insights

Our Commitment to You

Our Relationship with Clients. We act as an investment adviser or as a broker depending on our relationship with you, and may act as both for some clients. Our role and obligations will vary depending on the capacity in which we act. Where we act as an investment adviser, our primary role is to give you advice, help you manage your investments or help you hire another adviser to do so. Where we act as a broker, our primary role is to execute trades for you based on your instructions and any advice we give you is incidental to our brokerage services. How we are compensated by you (and sometimes by issuers or managers of investments who compensate us based on what you buy) and how your Private Wealth Management team is compensated will vary depending on whether you have an advisory or brokerage account and on the investments we or you make in your account, and may change over time. Goldman Sachs & Co. LLC (“we,” “us,” and “GS&Co.,” and together with its affiliates, “Goldman Sachs” or “GS”) is registered with the Securities and Exchange Commission (“SEC”) as both a broker-dealer and an investment adviser and is a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”). We predominantly offer investment advisory and brokerage services to retail investors through our Wealth Management business unit, which includes Private Wealth Management (“PWM”). Investment advisory and/or financial counseling services may be provided by GS&Co., an affiliate, or an external manager under the wrap program sponsored by GS&Co. Brokerage services are provided by GS&Co.

Investment Risks and Information. Goldman Sachs Private Wealth Management offers a range of products that you should carefully consider for their unique terms and risks prior to investing to ensure they are appropriate for your individual circumstances.

Entities Providing Services.

The below entities are affiliated entities that are subsidiaries of The Goldman Sachs Group, Inc. (collectively, the “Firm” or “Goldman Sachs”). Please note that offering of services is subject to jurisdictional requirements, and may not be available to all clients.

United States

Investment advisory and/or financial counseling services may be provided by Goldman Sachs & Co. LLC (“GS&Co.”), an affiliate, or an external manager under the wrap program sponsored by GS&Co. Entities and/or affiliates may include but are not limited to Goldman Sachs Wealth Services, L.P. or another affiliate. Brokerage services are provided by GS&Co., member Financial Industry Regulatory Authority (“FINRA”) / Securities Investor Protection Corporation (“SIPC ”).

EMEA

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Asia

Click here for Asia Pacific Cross Border Disclosures

Tax Information. GS does not provide legal, tax or accounting advice, unless explicitly agreed in writing between you and GS, and does not offer the sale of insurance products. You should obtain your own independent tax advice based on your circumstances. The information included in this presentation, including, if shown, in the Tax Summary section, does not constitute tax advice, has not been audited, should not be used for tax reporting, and is not a substitute for the applicable tax documents, including your Form 1099, Schedule K-1 for private investments, which we will provide to you annually, or your monthly GS account statement(s). The cost basis included in this presentation may differ from your cost basis for tax purposes. Information regarding your Alternative Investments and transactions for retirement accounts are not included in the Tax Summary section.

Educational Only. This information provided on this site is intended for educational and informational purposes only and is provided solely on the basis that it will not form a primary basis for any investment decisions. This information is not intended to be used as a general guide to investing, or as a source of any specific investment recommendations, and makes no implied or express recommendations concerning the manner in which any client’s account should or would be handled, as appropriate investment strategies depend upon the client’s investment objectives.

Goldman Sachs & Co. LLC is registered with the Securities and Exchange Commission (“SEC”) as both a broker-dealer and an investment adviser and is a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).